Implementation process/approach
The process and the steps taken have been carefully planned. They are as follows:
1. Planning and organizing the process
The comprehensive implementation of the Organizational Excellence Tool – CAF 2020 was assigned in August 2021, by an order of the Regional Governor. Throughout the process, senior management has supported the project, the work of the teams and employees, and provided the necessary resources. A self-assessment group called “the CAF team” was formed with set tasks. The CAF team defined the framework and planned follow-up activities in the self-assessment process. The order, issued by the regional governor, instructed all employees of the Regional Administration Lovech to provide the necessary assistance to the self-assessment group in the implementation of the process, thus regulating the involvement of other employees in the work of the team and the successful implementation of the model. An “Instruction for the implementation of the organisational excellence tool CAF 2020 in Regional Administration Lovech” was worked out. It defined the objectives, participants and requirements for the CAF team, tools, approaches and activities in order to provide
a clear and systematic framework for the whole process. A timetable was approved to serve as a basis for consistent implementation of the main steps on the way of the application of the model. A mechanism was in place to monitor and oversee the implementation of the roadmap, with progress achieved at key milestones. The steps were regularly reported to the management and shared with the staff and other stakeholders.
The decision to implement CAF 2020 was presented to all management staff at a meeting held by the Regional Governor. Since the process was launched, regular reports on its progress have been made during operational meetings with the Regional Governor. A Communication Plan defines the objectives of the CAF communication, the target groups and the messages to them, the communication channels and tools, the planned communication activities, etc.
A variety of communication channels were used with different media. Registration has been made in the electronic database of the European CAF Resource Centre in Maastricht – for CAF 2020 implementing organisations. Eighth employees took part in the CAF team, including people in leadership and expert positions from different structural units of Regional Administration Lovech. The group was established on a voluntary basis, and its key objectives were to conduct an analytical self-assessment of Regional Administration Lovech based on the CAF methodology and to prepare a report on the results of the self-assessment.
The roles and specific responsibilities of the team members were further specified in ad-hoc meetings. The compiling of a detailed archive of documents was planned in order to track each step of the process, and the team members to systematize and organize this documentation, were selected.
In September 2021, the members of the Self-Assessment group took part in a training on “Implementation of CAF 2020 in RA Lovech” by an associate member of the national CAF Resource Centre. In February 2022, a second training, related to prioritization of improvement measures and preparation of the Improvement Plan, was held.
Information about the training was published on the website of the RA Lovech, as well as through a press release to local and regional media and social networks.
2. Preparation for self-assessment
A portfolio of documents has been created to serve as evidence and justification for the self-assessment. As an additional source of justification for the self-assessment, a satisfaction survey with the employees, has been organised through an anonymous questionnaire.
A large-scale survey of the opinion and suggestions for improvements from key partners of the administration was conducted – letters were sent to stakeholders – a total of 58 addressees, (such as: The Administration of the Council of Ministers, the State Agency for Road Safety, municipalities, territorial structures of the executive power, NGOs, health, cultural, educational institutions and media in Lovech region) with an explanation of the CAF tool and its introduction in the RA Lovech. In response to the request for their opinions on improving the administration’s activities, including recommendations, strengths and measures for improvement, were received external assessment letters from 18 organizations, which were analysed in the context of the self-assessment and improvement process of the administration’s work.
A series of self-assessment group meetings were held, in which decisions were discussed and adopted on the organization of work and actions related to the self- assessment, the distribution of tasks and the method of their implementation, the roles and responsible persons, the actions and steps in the process, the deadlines and progress of implementation.
3. Carrying out self-assessment
The essence of the self-assessment went through two key phases – individual and consensus assessment. The head of the team prepared a timetable for preparing individual assessments and for holding consensus meetings on them.
The consensus meetings were held in an atmosphere of open dialogue, with each member having the opportunity to present their views and findings. Initially were discussed the ascertainment that had similarities in the individual assessments. The next step was to reach consensus on the conflicting opinions. The adoption of a consensus assessment was based on arguments in the available evidence and to additional information, if necessary.
During these meetings, a table was filled with the results of the team’s consensus assessment. Based on the self-assessment work, the team identified 259 strengths, 162 areas/elements for improvement, and proposed 179 ideas for improvement measures/activities in an analytical report. The report was approved by the Regional Governor of Lovech Region and was communicated to all RA Lovech staff through the internal network. A special presentation on the report and the key results of the self- assessment was prepared and presented to staff and other stakeholders. The entire report is published on the administration’s website in the CAF section and is publicly available in order to ensure maximum transparency in the work on the implementation of the model and to provide feedback to and from stakeholders.
4. Improvements
Improvement Plan for the Lovech Regional Administration was drafted as a result of the Self-Assessment Report. The Plan identified measures with specific improvement activities (32 measures in total), targets for results/indicators, and responsible persons/units for the respective measures.
The improvement plan had an overall implementation period of 2 years – 2022-2024. The following key areas for improvement were identified: strategic planning, work processes, administrative services, skills enhancement and stimulating employee initiative.
RA Lovech employees were invited to share their view on the Plan (during weekly Directorate workshops) as feedback on the Plan. We paid special attention to the fact that there is an opportunity for them to take part more actively in the implementation as there are some measures in the Plan that require the commitment of a wider range of people in the working groups. For this purpose, every employee was encouraged to express their willingness to participate in the formed work groups.
A system for monitoring and controlling the implementation of the Improvement Plan was developed aiming to provide the tools necessary to ensure the effective implementation of the planned objectives, priorities and specific measures, and to prevent problems in the course of the plan’s realization (if any).
Seven reviews of the implementation of the plan have been carried out as a result of the team meetings and discussions on the implementation of the measures. By the end of 2024, all measures have been implemented.
The methods and tools for implementing good practice are based on:
- Coherence between strategic and annual plans and projects, activities and daily tasks in the organization.
- Visibility and transparency of the processes, with the opportunity for feedback from external and internal stakeholders.
- Cooperation between the structural units in the administration and the project team, taking into account each contribution to the common tasks and updating plans when necessary.
- Taking advantage of established partner relationships, and bringing in new partners, who will contribute to better execution of planned tasks.
- Interaction in the digital environment in order to be operational and oriented towards intensive exchange and communication at all levels.
- Use of simple, flexible, and inexpensive tools, based on sustainable resource
The main commitment is to the application of the eight principles of excellence: Results orientation; Citizen/customer focus; Leadership and constancy of purpose; Management of processes and facts; People development and involvement; Continuous learning, innovation and improvement; Partnership development; Social responsibility.
There were some project costs that can be divided into:
- Internal:
- For the preparation of leaflets, questionnaires and other documents produced by the
- For conducting 1 training and 2 team building sessions for all administration
- For implementation of 3 socially responsible initiatives: cleaning and restoration of contaminated sites, and a charity campaign.
B. External:
- For payment of the living expenses and the fee for the 2 team training
The main advantages in the implementation process are related to:
- The existence of established rules and clarity about the structure, processes and responsibilities within the organisation.
- Clearly defined external and internal customers of the organisation, and their specific
- Availability of a clear communication policy and established channels of interaction with the external environment.
- The professional and personal qualities of the employees in RA Lovech and their motivation to achieve the planned objectives.
A major challenge in the implementation process was the frequent change of the regional governors during the course of the project due to the series of extraordinary parliamentary elections in the Republic of Bulgaria. This challenge was overcome with the help of active communication between the CAF team senior management, by clarifying objectives, planning activities and deadlines for their implementation.